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The Issue Process for Public Securities

Chaplinsky, Susan

Technical Note

The Issue Process for Public Securities

Chaplinsky, Susan

F-1129 | Published October 17, 1996 | 9 pages Technical Note

Collection: Darden School of Business

Product Details

This note covers alternative methods for issuing securities in the U.S. public markets. It focuses on the basic institutional requirements of an underwritten security offering and the role of investment bankers. Two regulatory reforms of the U.S. Securities and Exchange Commission, Rules 415 and 144a, are also discussed.

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